Financial Advisors

I missed this!

Ugh… just spent two years developing someone and now they jumped to Morgan Stanley…. Background: hired 22 year old straight out of college July of 2022. Salary of 43k, Simple match 3%, 4 weeks vacatio...

Looking for a referral to fisher investments regional sales role.

I have my BA in Finance and have been looking for a job for about 4 months, wondering if what's stopping me from getting another position is not having another degree? Should I start taking classes to...

So I’m the PM for a team of 4 advisors. I introduced them to a friend of mine who will likely move his assets to the team - a solid $4M client. They’ve never had a salaried employee refer a client any...

How many advisors out there have used LinkedIn for 401k rollovers. Essentially identifying people starting a new job and have successfully and consistently won assets by reaching out to them via Linke...

What do you charge as an ETF fee? Do you charge one? Do you think doing so is "stealing from a client's investment?"

I’m in the NY area(Long island). What’s the best way to get in front of an RIA that I can join as a paraplanner or Junior advisor. I tried calling and emailing, LinkedIn isn’t really working, tried Sc...

Lets flip this, what are some things that let you know it's time to drop a client? For me it's when they've missed multiple appointments, no calls or emails to explain.

Texting Is there a way to turn off text messaging for iPhones? Or is it ok to turn off notifications, hide the app and have texts automatically delete after 30 days? The goal is that if a client text...

Hi, I'm seeking career advice. My background includes an MBA, an engineering degree, and a diploma in financial mathematics. I'm aiming to enter the investment management industry. What roles can lea...

What's the real difference between a financial advisor and a financial planner? When I applied for this job it claimed I'd be working under a certified financial advisor, but then my contract said pla...

I’m having a hard time finding a good headhunter for the NY area in the financial planning industry. What are some other good sites to look for roles besides LinkedIn, indeed and Charles Schwab RIA co...

Does anyone know the best way to get into Estate Planning and/or will writing at all? Thinking to do this either on the side or possibly moving to a firm that provides the service. P.S I am London,...

Hi, Fishbowl Community. I'm relatively new to this app so I don't quite know how things work here. I recently saw a LinkedIn job alert for Agentis Capital for an entry level analyst role in investm...

I am a charles Schwab fcp which is an extension of the fc or associate, and thinking I’m relocating to fidelity for a financial advisor role in a different state. The thing is they want me to build my...

Hi, some advice and guidance please. I have been in the financial industry for about 5 years. I have series 7, 66 and CRPR. I have worked in 2 large firms, and now I am in a service role in a small fi...

This is exactly how I feel when people tell me they don't need an FA because they "already have a budget/financial plan." Do you though?

I'm dating a new girl and last night while I was in the bathroom I heard her listening to that Tiktok song, you know the one. "I'm looking for a man in finance..." etc. Should I be worried she's only ...

Does anybody know any good recruiters, or any RIAs in the LI, New York area recruiting for Junior Advisor, Associate Advisor or Paraplanner positions?